Prompt

Need RAG with document permissions

Artificial Intelligence / AI Search1 observationLast seen Oct 10, 2026

Latest observation

Oct 10, 2026OpenAI APIWeb search: off

Yes — you can absolutely build RAG with document-level permissions, and it’s a common enterprise requirement.

Core idea

At retrieval time, you must filter by what the current user is allowed to see before the model gets the context.

That usually means:

  1. Ingest documents
  2. Chunk and embed them
  3. Store each chunk with permission metadata
  4. On query, identify the user
  5. Retrieve only chunks the user is authorized to access
  6. Send those chunks to the LLM

Common permission models

You can support:

  • User-based access: specific users can see specific docs
  • Group/team-based access: documents shared with groups
  • Role-based access: based on roles like admin, HR, legal
  • Attribute-based access: department, region, clearance, tenant, etc.

Recommended architecture

1) Store metadata with each chunk

For each chunk, store fields like:

  • document_id
  • chunk_id
  • tenant_id
  • allowed_user_ids
  • allowed_group_ids
  • classification
  • department
  • acl_version

2) Enforce access at retrieval

When a user queries:

  • resolve their identity
  • compute their effective permissions
  • use metadata filters in the vector DB / search layer
  • only retrieve permitted chunks

3) Keep permissions in a source of truth

Don’t rely only on vector DB metadata as the authority. Have:

  • a document permission service or database
  • sync permissions into the retrieval index
  • periodically reconcile

Retrieval patterns

Pattern A: pre-filter then vector search

Best when your vector DB supports metadata filtering.

  • Apply ACL filter
  • Search only within allowed chunks

This is usually the best option.

Pattern B: vector search then post-filter

Works if the DB lacks good metadata filtering, but:

  • can miss relevant results
  • can leak side-channel info
  • less secure if not done carefully

Pattern C: hybrid search with security filter

Use keyword + vector search, but always apply ACL constraints.

Important security notes

  • Never pass unauthorized chunks to the LLM, even if “hidden” in the prompt
  • Apply filters server-side, not in client code
  • Log access decisions
  • Consider row-level security in your DB
  • Re-check permissions if ACLs change
  • Encrypt sensitive docs at rest and in transit

Example schema

{
  "chunk_id": "c123",
  "document_id": "d45",
  "text": "Confidential roadmap ...",
  "tenant_id": "t1",
  "allowed_groups": ["eng", "pm"],
  "allowed_users": ["u17"],
  "classification": "confidential"
}

Query-time filter:

{
  "tenant_id": "t1",
  "$or": [
    {"allowed_users": "u17"},
    {"allowed_groups": {"$in": ["eng"]}}
  ]
}

Practical implementation options

  • Pinecone: metadata filtering
  • Weaviate: filtering + tenants
  • Milvus: scalar filtering
  • OpenSearch / Elasticsearch: strong filtering for hybrid search
  • Postgres + pgvector: possible with row-level security
  • Azure AI Search / Vertex AI Search: enterprise access controls depending on setup

Best practice

For enterprise RAG, the safest design is:

  • authoritative ACL store
  • sync ACLs into retrieval metadata
  • query-time authorization filter
  • audit logging
  • tenant isolation

If you want, I can give you:

  1. a reference architecture diagram
  2. a Python implementation example
  3. a Postgres/pgvector design
  4. a Pinecone/Weaviate example
  5. a full production-ready ACL + RAG pattern

Observation history

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